Municipal Underwriting - recently completed deals

MARCH 2019

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $164.5MM BOULDER VALLEY SCHOOL DISTRICT, CO

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.73MM HARRIS COUNTY MUNICIPAL UTILITY DISTRICT 411 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3MM HARRIS COUNTY MUNICIPAL UTILITY DISTRICT 481 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.21MM FORT BEND COUNTY DISTRICT 187 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $25.545MM TOWNSHIP OF MOUNT LAUREL, BURLINGTON COUNTY NJ BONDS

FEBRUARY 2019

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.795MM HARRIS COUNTY MUNICIPAL UTILITY DISTRICT 11 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $224.17MM FLORIDA DEPARTMENT OF TRANSPORTATION REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.075MM FORT BEND COUNTY MUNICIPAL UTILITY DISTRICT 48 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.005MM NORTHWEST HARRIS COUNTY MUNICIPAL DISTRICT 19 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $115.31MM WAKE COUNTY, NC BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.925MM FORT BEND COUNTY LEVEE IMPROVEMENT DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.93MM FORT BEND COUNTY MUNICIPAL DISTRICT 131 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $164.5MM BOULDER VALLEY SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $28.650MM ORANGE COUNTY, NY PUBLIC IMPROVEMENT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15.627MM CITY OF ITHACA, TOMPKINS COUNTY, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $14.5MM HALF HOLLOW HILLS CENTRAL SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $42.348MM NORTH BRUNSWICK TOWNSHIP BOARD OF EDUCATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $225.395MM FAIRFAX COUNTY, VA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $37.092MM RAMSEY BOROUGH BOARD OF EDUCATION, BERGEN COUNTY, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $39.215MM UNIVERSITY SYSTEM OF MARYLAND REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $41.645MM COPIAGUE UNION FREE SCHOOL DISTRICT BONDS

JANUARY 2019

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $432MM NY STATE DEVELOPMENT CORPORATION REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $190.695MM NY STATE DEVELOPMENT CORPORATION REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $19.38MM HARRISON CENTRAL SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $24.9MM BOROUGH OF CARTERET MIDDLESEX COUNTY BONDS

DECEMBER 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $103.6MM STATE OF NEW YORK DORMITORY AUTHORITY REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.5MM CITY OF MADISON, WI SEWER SYSTEM REVENUE BONDS

NOVEMBER 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $86.8MM TOWN OF NATICK, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $223.3MM CITY OF NEW YORK, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $20.4MM COUNTY OF PASSAIC, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $98.4MM STATE OF ALABAMA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $20.3MM CITY OF BRAINERD, MN INDEPENDENT SCHOOL DISTRICT #18 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.8MM COUNTY OF HERKIMER, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.4MM COUNTY OF MIDDDLESEX, NJ BONDS

OCTOBER 2018

TRIBAL CAPITAL MARKETS WAS CO-SENIOR LEAD ON $36.3MM MORONGO BAND OF MISSION INDIANS CASINO REFINANCING

TRIBAL CAPITAL MARKETS WAS CO-SENIOR LEAD ON $23.3MM MORONGO BAND OF MISSION INDIANS CASINO REFINANCING

TRIBAL CAPITAL MARKETS WAS CO-SENIOR LEAD ON $88.0MM MORONGO BAND OF MISSION INDIANS CASINO REFINANCING

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $80.0MM VERONA AREA SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $330.0MM COUNTY OF MONTGOMERY, MD BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $200.0MM CLARK COUNTY SCHOOL DISTRICTS BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $71.7MM CITY OF MEMPHIS, TENNESSEE SANITARY SEWAGE SYSTEM BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON 443.1MM DORMITORY AUTHORITY OF THE STATE OF NEW YORK BONDS

SEPTEMBER 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.0MM MONTGOMERY COUNTY MUNICIPAL UTILITY DISTRICT 99 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.6MM HARRIS COUNTY MUNICIPAL UTILITY DISTRICT NO. 434 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $62.6MM STATE OF CALIFORNIA, CALIFORNIA VETERANS BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.8MM HIGHWAY 380 MUNICIPAL MANAGEMENT DISTRICT NO. 1 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $63.5MM CITY OF OWENSBORO WATER REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.0MM METROPOLITAN SCHOOL DISTRICT OF PIKE TOWNSHIP BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $102.4MM CITY OF POMPANO BEACH, FL BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $516.0MM STATE OF CALIFORNIA BONDS

AUGUST 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.4MM BRAZORIA COUNTY MUNICIPAL UTILITY DISTRICT NO. 55 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.5MM BRAZORIA COUNTY MUNICIPAL UTILITY DISTRICT NO. 39 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.1MM TRAIL OF THE LAKES MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.8MM HARRIS-MONTGOMERY COUNTIES MUNICIPAL UTILITY DISTRICT NO. 386 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.3MM EAST MONTGOMERY COUNTY MUNICIPAL UTILITY DISTRICT NO. 6 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.3MM TIPTON COUNTY JAIL BUILDING CORPORATION LEASE RENTAL BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.4MM NORTH PALOS SCHOOL DISTRICT NO. 117 BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $234.7MM STATE OF MARYLAND BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.0MM CITY OF GUILFORD, CONNECTICUT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.9MM TOWN OF CENTRAL ISLIP, NEW YORK UNION FREE SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.7MM CITY OF GARDEN CITY, NEW YORK BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.2MM CITY OF MOUNT PLEASANT, NEW YORK BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.7MM MORNINGSTAR RANCH MUNICIPAL UTILITY DISTRICT BONDS

JULY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $20.0MM COUNTY OF DECATUR, INDIANA JAIL BUILDING CORPS BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.5MM COUNTY OF FORT BEND, TEXAS MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.0MM COUNTY OF HANCOCK, KY SCHOOL DISTRICT FINANCE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.0MM COUNTY OF BRAZORIA, TEXAS MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $22.6MM TOWN OF BOWLING GREEN, KY INDEPENDENT SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $106.9MM STATE OF VIRGINIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.9MM TOWNSHIP OF BRIDGEWATER, NEW JERSEY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15.8MM TOWNSHIP OF EAST HANOVER, NEW JERSEY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.3MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $171.0MM CALIFORNIA STATE UNIVERSITY REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $492.7MM CALIFORNIA STATE UNIVERSITY REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.0MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.0MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.1MM CDP OF MISSION BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $114.6MM CITY OF NEW YORK, NY TRANSITIONAL FINANCE AUTHORITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $31.0MM TOWN OF NEEDHAM, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $16.8MM TOWNSHIP OF LIVINGSTON, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.0MM NORTHAMPTON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.1MM TOWN OF ROSSVILLE, IN SEWAGE WORKS REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15.1MM TOWNSHIP OF NORTH BRUNSWICK, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.0MM COMMUNITY OF CENTER GROVE, IN COMMUNITY SCHOOL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.8MM SEEGER, IN SCHOOL BUILDING CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.4MM COUNTY OF FORT BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.1MM COUNTY OF MONTGOMERY, TX MUNICIPAL UTILITY DISTRICT BONDS

june 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.4 MM COUNTY OF FORT BEND, TX LEVEE IMPROVEMENT DEPARTMENT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $29.7 MM TOWN OF BEDFORD, NY CENTRAL SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $245.3 MM STATE OF FLORIDA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.6 MM TOWN OF HEMPSTEAD, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $61.1 MM COUNTY OF HILLSBOROUGH, FL COMMUNITY INVESTMENT TAX BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $99.4 MM COUNTY OF HENRICO, VA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.0 MM CITY OF GOSHEN, IN COMMUNITY SCHOOLS BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.1 MM COUNTY OF SIMPSON, KY JUSTICE CENTER BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $77.8 MM COUNTY OF MONROE, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $410.1 MM STATE OF GEORGIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $429.5 MM STATE OF GEORGIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.5MM TOWNSHIP OF DELHI, MI BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $148.3MM COUNTY OF LOUDOUN, VA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.2MM COUNTIES OF HARRIS-WALLER, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $37.8MM COUNTY OF ATLANTIC, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $16.0MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

may 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $22.5MM COUNTY OF MEADE, KY SCHOOL DISTRICT FINANCE CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.1MM CITY OF ARLINGTON, TX BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.6MM TOWNSHIP OF CONCORD, IN COMMUNITY SCHOOLS BUILDING CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $330.0MM STATE OF WEST VIRGINIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $14.4MM CITY OF VERSAILLES, KY WATER AND SEWER REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $13.1MM TOWN OF CLARENCE, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.4MM TOWNSHIP OF IRVINGTON, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.6MM COUNTY OF CAMDEN, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $19.1MM CITY OF BEACON, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.6MM TOWN OF SUDBURY, MA WATER DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.5MM COUNTY OF WILLIAMSON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $115.9MM STATE OF VIRGINIA PUBLIC SCHOOL AUTHORITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.5MM TOWN OF BEDFORD, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $19.4MM CITY OF STERLING HEIGHTS, MI BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.0MM CITY OF OTSEGO, MI PUBLIC SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.0MM CITY OF EAST CHICAGO, IN SCHOOL CITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.4MM CITY OF KALAMAZOO, MI WATER REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $63.9MM STATE OF VIRGINIA PUBLIC SCHOOL AUTHORITY BONDS

APRIL 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $54.4MM COUNTY OF ROCKLAND, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $14.9MM BOROUGH OF MILLTOWN, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.5MM SOUTH VERMILLION, IN COMMUNITY SCHOOL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $995.0K COUNTY OF RANDOLPH, IN EASTERN SCHOOL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.0MM COUNTY OF HANCOCK, IN PUBLIC LIBRARY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15.6MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $11.0MM TOWN OF HAMILTON, IN SOUTHEASTERN SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.1MM COUNTY OF CARROLL, KY SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $146.5MM STATE OF FLORIDA BOARD OF PUBLIC EDUCATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $11.8MM CITY OF SACO, ME BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.0MM COMMUNITY OF WILLOW CREEK FARMS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.5MM CITY OF SOMERSET, KY INDEPENDENT SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.2MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.7MM COUNTY OF BRAZORIA, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.6MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $129.9MM COUNTY OF HOWARD, MD BONDS

MARCH 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.0MM CITY OF MCKINNEY, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.5MM VALLEY RANCH, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.4MM CITY OF MCKINNEY, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $13.9MM COUNTY OF KENTON, KY SCHOOL DISTRICT FINANCIAL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $37.8MM CITY OF HACKENSACK, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.7MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.5MM CITY OF DECATUR, IN WATERWORKS REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.6MM COMMUNITY OF CASH, TX SPECIAL UTILITY DISTRICT REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.7MM COUNTY OF KNOX, KY SCHOOL DISTRICT FINANCIAL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.0MM CITY OF DUBUQUE, IA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.5MM COUNTY OF PIKE, KY SCHOOL DISTRICT FINANCIAL CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.7MM STATE OF KENTUCKY ASSOCIATION OF COUNTIES BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $11.9MM CITY OF KINGSTON, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.3MM COUNTY OF HENDERSON, KY SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.7MM COUNTY OF GALVESTON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.2MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $43.3MM TOWN OF BROOKLINE, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $475.0MM STATE OF MARYLAND BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.3MM COUNTY OF HAMILTON, TN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.4MM CITY OF PEABODY, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $14.0MM CDP OF HICKSVILLE, NY WATER DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $167.3MM COUNTY OF HAMILTON, TN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $663.6MM STATE OF CALIFORNIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.5B STATE OF CALIFORNIA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $40.0MM COUNTY OF DUTCHESS, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $121.0MM COUNTY OF BALTIMORE, MD BONDS

FEBRUARY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $121.0MM STATE OF WISCONSIN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.4MM BOROUGH OF CRESSKILL, NJ SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.1MM COUNTY OF SPARTANBURG, SC SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.7MM COUNTY OF HARRIS, TX BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.9MM COMMUNITY OF EAST CEDAR CREEK, TX FRESH WATER SUPPLY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.5MM STATE OF UTAH BUILDING OWNERSHIP AUTHORITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $197.7MM COUNTY OF WAKE, NC BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $99.7MM COUNTY OF FREDERICK, MD BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.5MM COUNTY OF BRAZORIA, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $79.1MM CITY OF LAS VEGAS VALLEY WATER DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.3MM COUNTY OF ROBERTSON, KY PUBLIC PROPERTY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15.5MM COUNTY OF MCNAIRY, TN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.0MM CITY OF MOUNT WASHINGTON, KY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.1MM TOWN OF NEW CASTLE, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $196.0MM CITY OF FORT LAUDERDALE, FL WATER AND SEWER REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.1MM CITY OF PEORIA, IL BONDS

JANUARY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.0MM CITY OF FALL RIVER, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.6MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.1MM CITY OF ITHACA, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $23.8MM BOROUGH OF GLEN RIDGE, NJ SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.6MM TOWNSHIP OF MONTVILLE, NJ SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.2MM NORTH HARRISON, IN COMMUNITY SCHOOL COMPANY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $27.7MM COUNTY OF ROCK ISLAND, IL SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.4MM COLDSPRING-OAKHURST, TX CONSOLIDATED INDEPENDENT SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $51.2MM AMARILLO, TX INDEPENDENT SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $13.0MM SUBURB OF WEST HARTFORD, CT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $14.0MM COUNTY OF MONTGOMERY, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $35.0MM STATE OF OHIO BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $219.6MM COUNTY OF FAIRFAX, VA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.1MM COUNTY OF HARRISON, KY SCHOOL DISTRICT BONDS

DECEMBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.1MM COUNTY OF GALVESTON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.4MM TOWNSHIP OF WOODBRIDGE, NJ BOARD OF EDUCATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.5MM COUNTY OF GALVESTON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.5MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.7MM TOWN OF LAKESIDE, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.7MM COUNTY OF WARREN, KY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.4MM COUNTY OF FRANKLIN, KY PUBLIC PROPERTY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.7MM TOWN OF BROWNSBURG, IN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.5MM COUNTY OF CHRISTIAN, KY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.3MM COUNTIES OF HARRIS-WALLER MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.8MM COUNTIES OF HARRIS-WALLER MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.8MM COUNTY OF CHRISTIAN, KY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $16.3MM TOWN OF SOUTHAMPTON, NY UNION FREE SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $23.8MM STATE OF OHIO BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $24.2MM TOWNSHIP OF FRANKLIN, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $24.8MM COUNTY OF OCEAN, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $68.6MM STATE OF OHIO BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $195.0MM STATE OF OHIO BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.8MM COUNTY OF TODD, KY PUBLIC PROPERTIES BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.4MM COUNTY OF BRACKEN, KY PUBLIC PROPERTIES BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.5MM COUNTY OF BERGEN, NJ BONDS

NOVEMBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.8MM COUNTY OF FLEMING, KY SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.8MM COUNTY OF OWEN, KY PUBLIC PROPERTIES BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.0MM TOWNSHIP OF GLASSBORO, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.9MM TOWN OF DYER, IN STORM WATER DISTRICT REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $16.3MM CITY OF MISHAWAKA, IN SEWAGE WORKS REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $17.8MM TOWN OF BABYLON, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.8MM BOROUGH OF FARMINGDALE, NJ BOARD OF EDUCATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.1MM COUNTY OF ORANGE, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $55.5MM COUNTY OF ORANGE, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $7.0MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $9.0MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.8MM DOWDELL, TX PUBLIC UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $13.8MM CITY OF CLEAR BROOK, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $42.4MM COUNTY OF WASHINGTON, MN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.5MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.9MM TOWNSHIP OF BAUGO, IN COMMUNITY SCHOOLS BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.0MM COUNTY OF MONROE, IN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.9MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.1MM TOWN OF PLAINFIELD, IN COMMUNITY HIGH SCHOOL BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.8MM COUNTY OF BRAZORIA, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $36.8MM COUNTY OF DAVIS UTILITY SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.0MM TOWNSHIP OF DECATUR, IN MULTI-SCHOOL BUILDING BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.3MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $113.1MM STATE OF VIRGINIA COLLEGE BUILDING AUTHORITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $25.6MM TOWN OF SUTTON, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.0MM COUNTY OF DEKALB, IN EASTERN COMMUNITY SCHOOL BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.0MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.4MM TOWN OF AYER, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.5MM BOROUGH OF LORI, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.8MM DEVELOPMENT OF GENERATION PARK, TX MANAGEMENT DISTRICT BONDS

OCTOBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $459.3MM WASHINGTON SUBURBAN SAN DISTRICT, MD BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.4MM TOWNSHIP OF JEFFERSONVILLA, IN PUBLIC LIBRARY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.4MM FULSHEAR, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $16.0MM HAMLET OF CHAPPAQUA, NY CENTRAL SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $30.0MM COUNTY OF PORTER, IN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.8MM CITY OF SAINT CLOUD, MN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.3MM CITY OF SAINT CLOUD, MN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $5.0MM COUNTY OF FORD BEND, TX LEVEE IMPROVEMENT DISTRICT

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.3MM CITY OF ELK RIVER, MN INDEPENDENT SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $12.0MM TOWN OF AMHERST, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.0MM COTTONWOOD CREEK, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $105.5MM COUNTY OF DOUGLAS, NE SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.6MM CITY OF GRAND FORKS, ND BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.7MM VILLAGE OF NORTHGATE CROSSING, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.0MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $6.5MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $11.3MM TOWN OF WOLCOTT, CT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $18.6MM TOWN OF GREENBURGH, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.9MM TOWN OF LEICESTER, MA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.1MM STATE OF KENTUCKY BOND CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $21.3MM COUNTY OF WARREN, KY SCHOOL DISTRICT FINANCE CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.2MM STATE OF KENTUCKY ASSOCIATION OF COUNTIES FINANCE CORPORATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $22.4 STATE OF NEW YORK DORMITORY AUTHORITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.0MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

SEPTEMBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $87.7MM COUNTY OF PLATTE, MI SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.1MM SIENNA PLANTATION, TEXAS MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $312.3MM STATE OF MINNESOTA BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.4 MM COUNTY OF HARRIS, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $99.2MM STATE OF MASSACHUSSETTS BAY TRANSPORTATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $34.5MM COUNTY OF DENTON, TX FRESH WATER SUPPLY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $50MM COUNTY OF JOHNSON, KS COMMUNITY COLLEGE

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $15MM CITY OF TAUNTON, MA REFUNDING NOTE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $31MM COUNTY OF KENTON, KY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $4.8MM TOWN OF NORTH HEMPSTEAD, NY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $100MM BROOKLAND CAYCE, SC SCHOOL DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $10.6MM CITY OF SACHSE, TX BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $733.5MM UNIVERSITY OF CALIFORNIA, CA REVENUE BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2MM CITY OF HUNTINGTON, IN BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2MM CITY OF HUNTINGTON, IN INDIANA REDEVELOPMENT DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2MM COUNTY OF FORT BEND, TX LEVEE IMPROVEMENT DEPARTMENT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.2MM COUNTY OF FORD BEND, TX MUNICIPAL UTILITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.8MM CITY OF RENSSELAER, IN ELECTRICAL UTILITY BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2.9MM BOROUGH OF SHIP BOTTOM, NJ BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $425MM STATE OF MARYLAND DEPARTMENT OF TRANSPORTATION BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $1.8MM COUNTY OF DENTON, TX MUNICIPAL UTILITY DISTRICT BONDS

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $8.1MM REGIONAL SCHOOL UNIT 13 BONDS