Debt Capital Markets - rECENTLY cOMPLETED DEALS


MARCH 2019

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2,500MM BARCLAYS 4.610% 2/15/2023 SENIOR UNSECURED

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FEBRUARY 2019

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $400MM BOEING 2.800% 3/01/2024 SENIOR UNSECURED

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $400MM BOEING 3.200% 3/01/2029 SENIOR UNSECURED

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $2,000MM FANNIE MAE 2.500% 2/05/2024 UNSECURED

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $25MM FREDDIE MAC 3.000% 3/11/2024 UNSECURED

OCTOBER 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $350MM BOEING 3.450% 11/01/2028 SENIOR UNSECURED

TRIBAL CAPITAL MARKETS PARTICIPATED AS SOLE ON $4.0MM BARCLAYS CALLABLE CONTINGENT COUPON NOTES

TRIBAL CAPITAL MARKETS PARTICIPATED AS SOLE ON $2.090MM DEUTSCHE BANK CALLABLE CONTINGENT COUPON NOTES

TRIBAL CAPITAL MARKETS PARTICIPATED AS SOLE ON $4.1MM DEUTSCHE BANK CALLABLE CONTINGENT COUPON NOTES

TRIBAL CAPITAL MARKETS PARTICIPATED AS SOLE ON $4.1MM BARCLAYS CALLABLE CONTINGENT COUPON NOTES

SEPTEMBER 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $59MM JP MORGAN CHASE & CO PERPETUAL CALL 12/01/2023 @25.00

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON $3.48MM B RILEY FINANCIAL 6.875% 09/30/2023 SENIOR UNSECURED

TRIBAL CAPITAL MARKETS PARTICIPATED AS SOLE ON $3.0MM GOLDMAN SACHS CALLABLE CONTINGENT COUPON NOTES

JUNE 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON FANNIE MAE $2.5B NEW ISSUE 3 YEAR BENCHMARK NOTE. TRIBAL CAPITAL MARKETS PARTICIPATED AT 2.75% DUE JUNE 2021

MAY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON CITI $1B 3ML +102.3 AND $1.25B 4.044% 6NC5 FIX-TO-FLOAT SENIOR UNSECURED

TRIBAL CAPITAL MARKETS PARTICIPATED ON OAKTREE $180MM 6.625% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON DCP MIDSTREAM $150MM 7.875% PERPETUAL CALLABLE

APRIL 2018

TRIBAL CAPITAL MARKETS PARTICIPATED ON EAGLE POINT CREDIT $60MM 6.6875% CALLABLE

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON FREDDIE MAC $2.5B NEW ISSUE 2 YEAR REFERENCE NOTE. TRIBAL CAPITAL MARKETS PARTICIPATED AT 2.5% DUE APRIL 2020

MARCH 2018

TRIBAL CAPITAL MARKETS PARTICIPATED ON COMPASS DIVERSIFIED HOLDINGS $100MM 7.875% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON SPARK ENERGY $50MM 8.75% PERPETUAL CALLABLE RE-OPENING

FEBRUARY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON BOEING $350MM 3.25% SENIOR UNSECURED

TRIBAL CAPITAL MARKETS PARTICIPATED ON NEWTEK $57.5MM 6.25% CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON 1347 PROPERTY INSURANCE HOLDINGS $16MM 8.00% PERPETUAL CALLABLE

JANUARY 2018

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON BNY MELLON $1.75B 2.95% AND 3.40% SENIOR UNSECURED

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON BARCLAYS $3B 3ML +26 AND 2.65% SENIOR UNSECURED

TRIBAL CAPITAL MARKETS PARTICIPATED ON JERNIGAN CAPITAL $37.5MM 7.00% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON TEEKAY OFFSHORE PARTNERS $115MM 8.75% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON SAUL CENTERS $50MM 6.125% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON UMH PROPERTIES $50MM 6.375% PERPETUAL CALLABLE

TRIBAL CAPITAL MARKETS PARTICIPATED ON ANNALY $425MM 6.50% PERPETUAL CALLABLE

FREDDIE MAC $15MM MEDIUM-TERM NOTES CALLABLE 5NC3MO. TRIBAL CAPITAL MARKETS PARTICIPATED AS JOINT LEAD 2.55% DUE JANUARY 2023

DECEMBER 2017

FREDDIE MAC $10MM MEDIUM-TERM NOTES CALLABLE 5NC6MO. TRIBAL CAPITAL MARKETS PARTICIPATED AS JOINT LEAD 2.50% DUE DECEMBER 2022

NOVEMBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON NISOURCE $500MM 2.65% GLOBAL SENIOR NOTES

OCTOBER 2017

FANNIE MAE $2B BENCHMARK DEBENTURE. TRIBAL CAPITAL MARKETS PARTICIPATED AS CO-MANAGER 2.00% DUE OCTOBER 2022

FANNIE MAE $67MM NEW ISSUE BENCHMARK NOTE. TRIBAL CAPITAL MARKETS PARTICIPATED AT 2.0% DUE OCTOBER 2022

SEPTEMBER 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON EDISON $300MM 4.00% FIRST & REFUNDING MORTGAGE BONDS RE-OPENING

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON CITI $1B 3ML +26 AND $1.25B 1.85% SENIOR UNSECURED

JUNE 2017

TRIBAL CAPITAL MARKETS PARTICIPATED ON $3MM BARCLAYS BANK CALLABLE CONTINGENT COUPON NOTES DUE JUNE 10, 2027

TRIBAL CAPITAL MARKETS PARTICIPATED ON $3MM BARCLAYS BANK CALLABLE CONTINGENT COUPON NOTES DUE JUNE 4, 2027

TRIBAL CAPITAL MARKETS PARTICIPATED ON $2MM BARCLAYS BANK CALLABLE CONTINGENT COUPON NOTES DUE JUNE 4, 2027

MARCH 2017

TRIBAL CAPITAL MARKETS PARTICIPATED ON $3MM BARCLAYS BANK CALLABLE CONTINGENT COUPON NOTES DUE MARCH 18, 2027

FEBRUARY 2017

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON BOEING $300MM 2.80% SENIOR UNSECURED

JANUARY 2017

FANNIE MAE $1.351B CONNECTICUT AVENUE SECURITIES, SERIES 2017-C01 NOTES. TRIBAL CAPITAL MARKETS PARTICIPATED AS SELLING GROUP DUE JULY 2029

JUNE 2016

TRIBAL CAPITAL MARKETS PARTICIPATED ON BARCLAYS BANK $2MM CALLABLE CONTINGENT COUPON NOTES DUE JUNE 18, 2026

DECEMBER 2016

TRIBAL CAPITAL MARKETS WAS CO-MANAGER ON CITI $300MM 2.90% SENIOR UNSECURED RE-OPENING

TRIBAL CAPITAL MARKETS PARTICIPATED ON BARCLAYS BANK $2MM CALLABLE CONTINGENT COUPON NOTES DUE DECEMBER 21, 2026

TRIBAL CAPITAL MARKETS PARTICIPATED ON BARCLAYS BANK $0.87MM ZERO COUPON BULLET DUE APRIL 3, 2017

SEPTEMBER 2016

TRIBAL CAPITAL MARKETS PARTICIPATED ON $4MM BARCLAYS BANK CALLABLE CONTINGENT COUPON NOTES DUE SEPTEMBER 15, 2026

JUNE 2016

TRIBAL CAPITAL MARKETS PARTICIPATED ON BARCLAYS BANK $2MM CALLABLE CONTINGENT COUPON NOTES DUE JUNE 18, 2026

MAY 2016

TRIBAL CAPITAL MARKETS PARTICIPATED ON GOLDMAN SACHS $4MM CALLABLE CONTINGENT COUPON NOTES DUE MAY 17, 2016

FREDDIE MAC $30MM STEP MEDIUM-TERM NOTES. TRIBAL CAPITAL MARKETS PARTICIPATED AS CO-MANAGER DUE JUNE 30, 2021

FREDDIE MAC $15MM STEP MEDIUM-TERM NOTES. TRIBAL CAPITAL MARKETS PARTICIPATED AS CO-MANAGER DUE JUNE 30, 2021

FREDDIE MAC $15MM STEP MEDIUM-TERM NOTES. TRIBAL CAPITAL MARKETS PARTICIPATED AS CO-MANAGER DUE JUNE 9, 2021

JANUARY 2016

TRIBAL CAPITAL MARKETS PARTICIPATED ON BARCLAYS BANK $4MM CALLABLE CONTINGENT COUPON NOTES DUE JANUARY 23, 2026


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